The numbers of common shares outstanding and preferred shares outstanding are 147,299,337 (86.6%) and 22,833,427 (13.4%), respectively.
The number of total treasury stocks of Samsung Electronics is 23,243,122(13.7%), with 20,263,429 common shares (13.8% of common shares outstanding) and 2,979,693 preferred shares (13.0% of preferred shares outstanding).
* Number of shares outstanding & treasury stocks of Samsung Electronics for the recent 5 years
| year | shares outstanding | treasury stocks | ||||
|---|---|---|---|---|---|---|
| common | preferred | total | common | preferred | Total | |
| 2004 | 147,299,337 | 22,833,427 | 170,132,764 | 13,920,486 | 1,879,693 | 15,800,179 |
| 2005 | 147,299,337 | 22,833,427 | 170,132,764 | 16,679,040 | 2,179,693 | 18,858,733 |
| 2006 | 147,299,337 | 22,833,427 | 170,132,764 | 18,540,684 | 2,579,693 | 21,120,377 |
| 2007 | 147,299,337 | 22,833,427 | 170,132,764 | 20,872,261 | 2,979,693 | 23,851,954 |
| 2008 | 147,299,337 | 22,833,427 | 170,132,764 | 20,263,429 | 2,979,693 | 23,243,122 |
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1) List of a Major Shareholder & Related Parties ( As of December 31, 2008 )
| Name | Relationship | Class of Stock |
Number of Shareholdings End of Quarter |
|
|---|---|---|---|---|
| Number of Shares | % of Total | |||
| * Samsung Life's ownership includes shares in special accounts | ||||
| Kun-Hee Lee | Major shareholder | Common stock | 4,985,464 | 3.38 |
| Kun-Hee Lee | Major shareholder | Preferred Stock | 12,398 | 0.05 |
| Samsung Corporation | Affiliate | Common stock | 5,917,362 | 4.02 |
| Samsung Welfare Foundation |
Affiliate | Common stock | 89,683 | 0.06 |
| Samsung Foundation of Culture |
Affiliate | Common stock | 37,615 | 0.03 |
| Ra-Hee Hong | Family member | Common stock | 1,083,072 | 0.74 |
| Jae-Yong Lee | Family member | Common stock | 840,403 | 0.57 |
| Samsung Life Insurance | Affiliate | Common stock | 11,043,159 | 7.50 |
| Samsung Life Insurance | Affiliate | Preferred Stock | 87,774 | 0.38 |
| Samsung Fire & Marine Insurance |
Affiliate | Common stock | 1,856,370 | 1.26 |
| Samsung Securities | Affiliate | Common stock | 0 | 0.00 |
| Samsung Securities | Affiliate | Preferred Stock | 0 | 0.00 |
| Yoon-Woo Lee | BOD member | Common stock | 10,000 | 0.01 |
| Doh-Seok Choi | BOD member | Common stock | 11,151 | 0.01 |
| Goran S. Malm | BOD member | Common stock | 744 | 0.00 |
| Chae-Woong Lee | BOD member | Common stock | 50 | 0.00 |
| Total | Common stock | 25,875,073 | 17.57 | |
| Preferred stock | 100,172 | 0.44 | ||
| Total | 25,975,245 | 15.27 | ||
2) List of Shareholders with the Ownership of 5% and above
| Ranks | Name | Common Stock | Preferred Stock | Sub Total | |||
|---|---|---|---|---|---|---|---|
| Number of Shares |
% of Total |
Number of Shares |
% of Total |
Number of Shares |
% of Total |
||
| * Capital Research and Management Company reported that its shareholding has decreased from 5.03% (7,409,604 common stocks)
to 3.96% (5,837,137 common stocks) in its filing of changes in ownership of block shares dated May 6, 2008 * National Pension Service(NPS) reported that its shareholding has increased to 5.90% (8,691,647 common stocks) in its filing of changes in ownership of block shares dated March 2, 2009 |
|||||||
| 1 | Citibank N.A | 8,661,570 | 5.88 | 3,402,937 | 14.90 | 12,064,507 | 7.09 |
| 2 | Samsung Life Insurance |
11,043,159 | 7.50 | 87,774 | 0.38 | 11,130,933 | 6.54 |
| Total | 19,704,729 | 13.38 | 3,490,711 | 15.29 | 23,195,440 | 13.63 | |
3) Minority Shareholders, Major Shareholder & Affiliates, and Other Shareholders
| Entity | Number of Shareholders |
% of Total |
Number of Shares |
% of Total |
|---|---|---|---|---|
| Minority Shareholders Total | 156,492 | 99.97 | 94,675,524 | 55.65 |
| Minority Shareholders (institutions) | 4,747 | 3.03 | 82,694,094 | 48.61 |
| Minority Shareholders (individuals) | 151,745 | 96.94 | 11,981,430 | 7.04 |
| Major Shareholders | 40 | 0.03 | 25,975,245 | 15.27 |
| Others Total | 7 | 0.00 | 49,481,995 | 29.08 |
| Others (institutions) | 7 | 0.00 | 49,481,995 | 29.08 |
| Others (individuals) | 0 | 0.00 | 0 | 0.00 |
| Total | 156,539 | 100.00 | 170,132,764 | 100.00 |